Financial and Capital Market Commission
Financial and Capital Market Commission · Latvia · Established 2001
Financial and Capital Market Commission (Financial and Capital Market Commission) is the financial regulator of Latvia, established 2001. It caps retail leverage at 1:30, requires negative balance protection and segregated client funds, and compensates clients up to EUR 100,000 if a firm fails.
Official register
Check a firm's licence yourself
What this licence gets you
The rules a firm has to follow to keep this licence. A dash means we hold no answer on file, which is not the same as a no.
- Maximum leverage, retail
- 1:30
- Maximum leverage, professional
- 1:500
- Compensation if the firm fails
- EUR 100,000
- Negative balance protection
- Required
- Client funds held separately
- Required
- Hedging
- Permitted
- FIFO order closing
- Not mandatory
- Supervision covers
- Banking, Insurance, Securities, Private Pensions
- Body type
- Government
About Financial and Capital Market Commission
Latvia's FCMC supervises financial and capital markets. Integrated supervision of banking, insurance, and securities.
- MiFID II compliant
- EU passporting rights
- Deposit guarantee